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Op risk data: Banks slapped for lax WhatsApp oversight

Posted by Jose MooreMarketing & Developmentbanks, Data, oversight, risk, slapped, WhatsAppPosted on October 13, 2022

Also: Wintermute suffers crypto hack; CS settles over Archegos and Greensill. Data by ORX News

Op risk data: Rost Bank rumbled – execs conspired in 107bn ruble ruse

Posted by William VillarrealMarketing & Development107bn, bank, conspired, Data, execs, risk, Rost, ruble, rumbled, rusePosted on September 15, 2022

Also: Citi stumbles on market abuse; Jefferies faces latest fine over phone misuse. Data by ORX News

Op risk data: Banks dial in $600m loss for illicit phone use

Posted by Alberta BatesMarketing & Development$600m, banks, Data, dial, illicit, Loss, Phone, riskPosted on August 12, 2022

Also: Santander staff mistreatment; cum-ex rumbles on; CFTC steps up scrutiny of swaps reporting. Data by ORX News

How Does the Work of Business Data Agencies Like LexisNexis Help Small Businesses?

Posted by Walter MalleyAd CampaignsAgencies, Business, Businesses, Data, Help, LexisNexis, Like, Small, workPosted on August 10, 2022

You may or may not have heard of business data agencies. The business credit bureaus are fairly well known. But …

Op risk data: SEC says no to Charles Schwab robo-adviser

Posted by Earnest FleetwoodMarketing & DevelopmentCharles, Data, risk, roboadviser, Says, SchwabPosted on July 11, 2022

Also: China steps up scrutiny of wealth management products; Libor fines still rumble on. Data by ORX News

Op risk data: Glencore hauled over the coals in $1bn+ bribery probe

Posted by Michael GreenMarketing & Development$1bn+, Bribery, coals, Data, Glencore, hauled, Over, probe, riskPosted on June 16, 2022

Also: Russian banks in fraud fails; Citi’s fat-finger fumble; the devil’s in the data detail. Data by ORX News

Archegos, LME show swaps data blindspots – CFTC chair

Posted by Randy KelleyMarketing & DevelopmentArchegos, blindspots, CFTC, chair, Data, Show, swapsPosted on May 27, 2022

Regulator is actively looking to beef up reporting and data aggregation capabilities for index swaps

After nickel-gate, Esma may seek data from more non-EU CCPs

Posted by Sandra StubbsMarketing & Developmentafter, CCPs, Data, Esma, From, more, nickelgate, NonEU, seekPosted on May 25, 2022

Supervisor concerned lack of granular data on exposures could leave it flat-footed on LME-style risk events

Emir data may have exposed Archegos, but not in real time

Posted by Pamela JohnsonMarketing & DevelopmentArchegos, Data, Emir, Exposed, Have, Real, TimePosted on May 19, 2022

Entity-level reports were limited to supervisors, leaving counterparty banks in the dark

Op risk data: Deutsche greenwashing fine a regulatory red flag

Posted by Rebecca PattersonMarketing & DevelopmentData, Deutsche, fine, flag, greenwashing, regulatory, riskPosted on May 16, 2022

Also: Class claim costs CA tribe $500m; Essilor eyeballs JPM in fraud case; Bank of Italy con job. Data by …