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Op risk data: Deutsche greenwashing fine a regulatory red flag

Posted by Rebecca PattersonMarketing & DevelopmentData, Deutsche, fine, flag, greenwashing, regulatory, riskPosted on May 16, 2022

Also: Class claim costs CA tribe $500m; Essilor eyeballs JPM in fraud case; Bank of Italy con job. Data by …

Op risk data: Mouldy money makes big stink – and fine – for NatWest

Posted by Cheryl RoweMarketing & DevelopmentData, fine, Makes, Money, Mouldy, NatWest, risk, stinkPosted on January 25, 2022

Also: Santander plays Santa; JPM in messaging mayhem; ‘Sterling Lads’ cost HSBC a couple of bricks. Data by ORX News

Op risk data: UBS, Nomura, UniCredit hit with $450m cartel fine

Posted by John RoweMarketing & Development$450m, cartel, Data, fine, Nomura, risk, UniCreditPosted on June 5, 2021

Also: State Street collared for expense overcharging; S&P’s Vix mix-up. Data by ORX News

Nasdaq whacked with $36 million fine over Aas default

Posted by Lisa JonesMarketing & Developmentdefault, fine, million, Nasdaq, Over, whackedPosted on January 27, 2021

Swedish regulator’s fine poses serious questions over default management and margining, while providing few answers

Jumbo Goldman 1MDB fine upends 2020 trend to lower losses

Posted by Wilma UptonMarketing & Development1MDB, 2020, fine, Goldman, Jumbo, losses, Lower, Trend, upendsPosted on January 19, 2021

Financial fraud and fat fingers loom large, but annual top 10 op risk losses still show fewer fails. Data by …

Op risk data: what a whopper – record $920m fine for JP metals ploy

Posted by Marian SibleyMarketing & Development$920m, Data, fine, metals, ploy, Record, risk, whopperPosted on October 8, 2020

Also: counting the cost of Covid cons; Citi audio dynamite. Data by ORX News

Op risk data: Brazil bank faces near-$1bn tax probe fine

Posted by Alvin WellsMarketing & Developmentbank, Brazil, Data, faces, fine, near$1bn, probe, riskPosted on December 11, 2019

Also: UBS hit for $77m for spread hikes; PPI costs top £50bn. Data by ORX News

Span 2: a fine balance

Posted by Brandy MitchellMarketing & DevelopmentBalance, fine, SpanPosted on September 4, 2019

Switching margin model means walking a tightrope of competing interests amid regulatory scrutiny