regulator Archives - Ads For Marketing Campaigns

Concentration risk add-ons too low at Ice and ECC, says regulator

Posted by Glen DunbarMarketing & Developmentaddons, concentration, regulator, risk, SaysPosted on July 6, 2022

Results of European stress test suggest shortfall of collateral for large commodities positions is equivalent to 17% of total required …

US regulator casts doubt on key SA-CCR netting benefit

Posted by Courtney OlivoMarketing & Developmentbenefit, casts, doubt, netting, regulator, SACCRPosted on December 20, 2020

OCC rejects suggestion banks can net certain cleared client exposures; Fed stays silent

US regulator may bend on margin rule for segregated accounts

Posted by Yolanda JohnsonMarketing & DevelopmentAccounts, Bend, margin, regulator, Rule, segregatedPosted on September 10, 2020

CFTC open to extending September 15 deadline

Banking regulator: beef up security in Covid-19 remote working era

Posted by Thomas RudolphMarketing & DevelopmentBanking, Beef, Covid19, regulator, Remote, security, WorkingPosted on May 11, 2020

OCC security controller warns cybercriminals exploiting wider attack surface created by remote working

Op risk data: regulator fines tumble by $5bn in 2019

Posted by Cheryl PinkertonMarketing & Development$5bn, 2019, Data, fines, regulator, risk, tumblePosted on January 16, 2020

Also: Julius Baer hit with $150m Cold War-era claim, Barclays pays $87m for bond rigging. Data by ORX News

UK regulator issues plans for bank ops resilience

Posted by Walter FitzgeraldMarketing & Developmentbank, issues, plans, regulator, resiliencePosted on December 6, 2019

Bank of England to publish formal policy for recovering from disasters in 2020

Aussie regulator signals tougher misconduct stance

Posted by Linda EllingsworthMarketing & DevelopmentAussie, misconduct, regulator, signals, stance, tougherPosted on September 10, 2019

Asic warns it will use new powers to punish misconduct in wake of excoriating Royal Commission review