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SEC cyber rule could trigger more attacks, experts warn

Posted by Alvin ShawMarketing & Developmentattacks, could, cyber, Experts, more, Rule, trigger, warnPosted on April 15, 2022

Mandatory disclosure of cyber risks and attacks could help hackers

Banks hope new US rule will see AML judged on effectiveness

Posted by Cathy LawsonMarketing & Developmentbanks, effectiveness, hope, judged, RulePosted on February 24, 2022

Proposed FinCEN ruling asks regulators to look beyond design to whether AML measures actually work

US banks harbour concerns over agencies’ cyber risk rule

Posted by Joshua PineroMarketing & DevelopmentAgencies, banks, Concerns, cyber, harbour, Over, risk, RulePosted on December 7, 2021

Lack of reporting template means “people can give the least amount of data possible”, warns CISO, stymieing data sharing

How ‘open’ became ‘random’ in Mifir open access CCP rule

Posted by Javier DavisMarketing & Developmentaccess, became, Mifir, open, random, RulePosted on October 27, 2021

EU clearing monopolies endure as share trades are rarely cleared at end-users’ chosen CCP

CME pulls client default rule change after pushback

Posted by Mary BlayMarketing & Developmentafter, Change, client, default, pulls, pushback, RulePosted on August 30, 2021

FCMs claim proposal gave clearing house too much power in customer defaults

CFTC rule change sparks dealer-client margin scuffle

Posted by Walter NelsonMarketing & DevelopmentCFTC, Change, dealerclient, margin, Rule, scuffle, SparksPosted on June 17, 2021

FCMs fear “race to the bottom” as funds lobby dealers for lower margin status

An Anti-Development Water Rule

Posted by Courtney HernandezMarketing & DevelopmentAntiDevelopment, Rule, WaterPosted on June 13, 2021

The post An Anti-Development Water Rule appeared first on WE TEACH MONEY LIFE SELF DEFENSE WITH FINANCIAL GOALS IN MIND. …

New SEC derivatives rule – What mutual fund managers need to know about risk and regulations

Posted by John ScottMarketing & DevelopmentAbout, derivatives, Fund, Know, managers, Mutual, Need, regulations, risk, RulePosted on March 2, 2021

Trump's Fair Banking Rule

Posted by Edith MooreBusiness NewsBanking, Fair, Rule, Trump&#039sPosted on December 1, 2020

Pushing back against the left’s red-lining of unpopular industries. The post Trump's Fair Banking Rule appeared first on ROI Credit …

US regulator may bend on margin rule for segregated accounts

Posted by Yolanda JohnsonMarketing & DevelopmentAccounts, Bend, margin, regulator, Rule, segregatedPosted on September 10, 2020

CFTC open to extending September 15 deadline