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Esma warns new foreign clearing house rules could backfire

Posted by Alvin ShawMarketing & Developmentbackfire, clearing, could, Esma, foreign, House, rules, warnsPosted on August 13, 2022

Löber says euro swaps trading may move away from CCPs that face toughest EU scrutiny

Banks, CCPs protest Esma’s ‘prescriptive’ procyclicality rules

Posted by Fannie LaneMarketing & Developmentbanks, CCPs, Esma’s, procyclicality, protest, rules, ‘prescriptive’Posted on March 9, 2022

Dealers welcome model transparency push, but call for greater say on methods to combat spikes

Don’t impose blanket margin model rules, say BoE advisers

Posted by Sandy CarterMarketing & Developmentadvisers, blanket, Don’t, impose, margin, Model, rulesPosted on February 11, 2022

Focus instead on outcomes and costs and factor in different clearing membership, say Murphy and Vause

Moving targets: the new rules of conduct risk

Posted by Laura ZielinskiMarketing & Developmentconduct, moving, risk, rules, targetsPosted on January 7, 2022

How are capital markets firms adapting their approaches to monitoring and managing conduct risk following the Covid‑19 pandemic? In a …

EU’s IM model validation rules may put Simm in jeopardy

Posted by James JacksonMarketing & DevelopmentEU’s, jeopardy, Model, rules, Simm, validationPosted on December 25, 2021

Draft RTS creates validation hurdles and cross-border conflicts, industry warns

SEC’s Peirce sees legal risk for dealers in new swap rules

Posted by Deborah HernandezMarketing & DevelopmentDealers, Legal, Peirce, risk, rules, SEC’s, SwapPosted on December 21, 2021

Anti-fraud provision in proposal could expose margin calls to “potential liability”

You’ve got a Frandt: banks set to port EU clearing rules to UK

Posted by Jacqueline WilliamsMarketing & Developmentbanks, clearing, Frandt, port, rules, You’vePosted on December 13, 2021

FCMs set to adhere to higher standard on commercial terms for swaps clients, despite UK not imposing rules

Litigation threats seen delaying SEC climate disclosure rules

Posted by Ramona RabagoMarketing & Developmentclimate, delaying, disclosure, Litigation, rules, seen, threatsPosted on December 2, 2021

Efforts to demonstrate materiality of exposures to investment decision-making is taking longer than expected, say lawyers

The Wall Street Journal: Robinhood, others upend lock-up rules for early IPO trading

Posted by Kenneth KelleyMarketing & DevelopmentEarly, Journal, lockup, others, Robinhood, rules, Street, Trading, upend, WallPosted on July 17, 2021

Robinhood Markets Inc. revolutionized online trading. Now, as it prepares to list its own shares, the upstart broker is taking …

Facebook's New Trump Rules

Posted by Beverly GordonMarketing & DevelopmentFacebook&#039s, rules, TrumpPosted on June 7, 2021

He’s banned until 2023, and more political speech may be removed. The post Facebook's New Trump Rules appeared first on …